Advance Trading, Inc Verified 37h ago
Compliance Officer
Bloomington, IL, United States On-site
Salary not listedPaySalary not listed
TypeFull-time
Work settingOn-site
Verified listing
JobFig found this opening at its original source and checks that it remains available.
About the role
The Compliance Officer will be responsible for monitoring the organization's activities and processes to ensure adherence with all applicable NFA and CFTC rules and regulations.
What you'll bring
- Bachelor’s Degree in Finance, Accounting, Statistics, Economics, Management or related field
- 3-5 years of Compliance Officer experience
- Experience as an Introducing Broker of Futures Commission Merchant
- Series 3 license OR ability to pass the Series 3 licensing exam within 90 days of hire
- Strong computer skills with experience in Microsoft Office with focus on Microsoft Excel
- Ability to travel 25-50%
- Permanent authorization to work in the U.S. for any employer