Ultimus Fund Solutions Verified 2d ago
Senior Compliance Analyst
Hauppauge On-site
Salary not listedPaySalary not listed
TypeNot specified
Work settingOn-site
Verified listing
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About the role
The Senior Compliance Analyst is responsible for assisting the Chief Compliance Officer and Manager, Corporate Compliance in the oversight, investigation, documenting and resolving of compliance matters from a due diligence, risk, and regulatory standpoint as it pertains to Ultimus Fund Solutions (UFS).
What you'll bring
- Bachelor’s degree in business administration or related field.
- 5+ years of related compliance experience.
- Experience working in Financial Services industry.
- Equivalent education and experience will be considered.
- SEC and FINRA rules and regulations.
- Microsoft Office Suite.
- Adobe Acrobat.