Compliance, Examinations & Regulatory Governance Manager
Camden, New Jersey, United States On-site
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About the role
We are seeking a Compliance, Examinations & Regulatory Governance Manager to oversee the Exchange’s participant compliance program, rulebook governance, and regulatory framework. This role ensures that market participants adhere to applicable Exchange rules and regulatory requirements while maintaining a robust compliance program aligned with CFTC Core Principles. This position plays a critical role in supporting the Exchange’s obligations related to participant oversight, recordkeeping, and regulatory reporting. Reporting directly to the Chief Compliance Officer (CCO) / Chief Regulatory Officer (CRO), you will operate independently from commercial functions to ensure the integrity of our regulatory framework.
What you'll bring
- Proven experience in exchange compliance, FCM oversight, regulatory examinations, or similar roles within derivatives markets.
- Strong working knowledge of the CFTC regulatory framework, Core Principles, and FCM supervisory requirements.
- Direct experience with regulatory reporting, rulebook governance, and the development of complex compliance policies.
- Ability to apply a risk-based approach to oversight with strong judgment and independence in assessing regulatory matters.
- Strong analytical, organizational, and documentation skills.
- Exceptional communication skills with the ability to engage effectively with internal stakeholders and regulators.
- Experience in sports trading or prediction markets.