Associate Analyst, Corporate Actions
TempeAll locationsTempeFort Mill/Charlotte On-site
$51,397–$85,592 a yearJobFig found this opening at its original source and checks that it remains available.
About the role
We are seeking a candidate who ideally has previous experience in the financial services industry, preferably with a background in dividends (mutual fund or equity), corporate action events, including voluntary/mandatory reorg events, restricted security processes, proxy, and/or shareholder communications. The Associate Analyst responsibilities may include monitoring corporate action events including analyzing and drafting terms for reorg announcements, processing of complex allocations, exception processing review and analysis, account reconciliation, submitting restricted stock certificates for restriction removal or reregistration, and facilitate stock option exercises. They will handle inbound calls and team mailboxes to support inquiries from advisors, internal and external parties. This role is advisor facing so strong interpersonal and communication skills (written and verbal) is needed to be effective in the role.
What you'll bring
- We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments.
- Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients
- succeed.
- We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
- 3 years plus of financial and/or brokerage industry experience
- Proficient in Microsoft applications, particularly Excel and Outlook
- Excellent problem-solving skills, strong attention to detail, ability to analyze data, draw insights, and make data-driven decisions.
- Ability to multi-task various functions and assignments with competing priorities, changing demands, and tight deadlines.
- Effective and proactive communicator with strong written and verbal communication skills in dealing with advisors, internal and external parties, vendors, and different levels of management.
- Ability to execute strategies and track successful delivery.
- Positive attitude with a commitment to excellence and integrity.
- FINRA SIE, 99 or 7 licenses preferred