Multiple Series Trusts Chief Compliance Officer
Denver, COAll locationsDenver, COBoston, MAMilwaukee, WINew York, NYChicago, ILPhiladelphia, PALos Angeles, CA Hybrid
$170,255–$200,300 a yearJobFig found this opening at its original source and checks that it remains available.
About the role
This position within the Governance and Control team will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds and exchange traded funds. This position is responsible for: The MST CCO partners with the other MST CCOs and MST Officers in monitoring and addressing changes in the regulatory landscape and determining the impact of such changes to the MST. CCO Support Staff assist the MST CCO in their duties. In addition, the MST CCO may prepare and participate in webinars/calls on regulatory or Governance and Control updates to Fund Services’ clients, work on departmental projects and other tasks as assigned.
What you'll bring
- Bachelor's degree, or equivalent experience
- Ten or more years of related experience
- Two or more years of managerial experience
- Approximately 15% travel, including periodic domestic travel and occasional international travel, such as trips to London approximately every other year.
- Applicants must be able to comply with U.S. Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety policies.
- Preferred Skills/Experience
- Bachelor's degree in related field with master’s degree/JD a plus
- Prior experience with compliance or operational aspects of ETFs
- Strong knowledge of federal securities regulations (1940 Act, Advisers Act, AML)
- Strong organization, analytical, managerial and project management skills
- Ability to manage multiple projects and deadlines simultaneously
- Effective interpersonal, verbal and written communication skills, past Board reporting experience a plus